Internal Audit - Revision history

Dpanowic at 20:31, March 30, 2020

2020-03-30T20:31:29Z

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 <br />
 [[General Accounting]] | [[SBIR/STTR Program Participation]] | [[Supplemental Compensation Plan]] | [[Facilities Management/Planning]] | [[Purchasing]] | [[Public Affairs]] | [[Facility Identification]] | [[Serving Alcoholic Beverages]] | [[Travel and Reimbursement]] | [[State Vehicles]] | [[Reproducing Copyrighted Materials]] | [[Bank Card Processing]] | [[Student Training Agreement]] | [[Volunteer]] | [[Cash Handling]] | [[Fraud]] | [[Assigning Research Lab Space]] | [[Space Scheduling and Fundraising]] | [[Academic Personnel Records]] | [[Cellular Phone]] | [[Off-campus Graphic Design and Related Printing]] | [[Off-campus Photography]] | [[Tax Exempt Financing and Tracking of Both Qualified Use and Non-Qualified Use of Research Space]] | [[Secondary Logos]] | [[Social Media]] | [[Sensitive Equipment Tracking]] | [[International Visitors]] | [[Accounts Receivable Management]] | [[Internal Audit]] | [[Regulations on the Use of University Facilities and Grounds]]
 <br />
-The scope of work of the internal audit activity is to determine whether the University’s network of risk management, control and governance processes, as designed and represented by management, is adequate and functioning in a manner to ensure:
+<br />'''Effective March 30, 2020, UNMC Policy No. 8016, Internal Audit, is no longer in effect. It has been replaced by the university-wide [https://nebraska.edu/offices-policies/internal-audit-and-advisory-services/charter University of Nebraska Internal Audit Charter] and the [https://www.unmc.edu/internal-audit/index.html UNMC Internal Audit and Advisory Services webpage].'''<br />
 <br />
 ==Additional Information==
 *Contact the [mailto:mjustus@nebraska.edu Asst. Vice President and Director, Internal Audit], 402-472-7109
 *Contact the [mailto:barb.brey@unmc.edu Director, Internal Audit], 402-559-5824
 *[https://nebraska.edu/offices-policies/internal-audit-and-advisory-services/charter University of Nebraska Internal Audit Charter]
 *[https://na.theiia.org/Pages/IIAHome.aspx Institute of Internal Auditors]
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 Prior to July 1, 2017, reporting and accountability of UNMC's Internal Audit Department was to the Chancellor of the University of Nebraska Medical Center.<br />
 <br />
 This page maintained by [mailto:dpanowic@unmc.edu dkp].

Dpanowic at 19:45, February 11, 2020

2020-02-11T19:45:13Z

← Older revision		Revision as of 14:45, February 11, 2020
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	<big>'''Internal Audit Policy'''</big>		<big>'''Internal Audit Policy'''</big>
	==Basis for Policy==		==Basis for Policy==
	The University of Nebraska Medical Center (UNMC) shall comply with all applicable federal, state and local laws, regulations and University of Nebraska and UNMC Policies and Procedures. The [https://nebraska.edu/~~administration~~/internal-audit-and-advisory-services/charter~~.html~~ University of Nebraska Internal Audit Charter] is approved by the Board of Regents and gives authority to the Chief Audit Executive and personnel of the internal audit activity to assess, evaluate and improve the University’s effectiveness of risk management, control, and governance processes by providing independent, objective assurance and consulting services.		The University of Nebraska Medical Center (UNMC) shall comply with all applicable federal, state and local laws, regulations and University of Nebraska and UNMC Policies and Procedures. The [https://nebraska.edu/offices-policies/internal-audit-and-advisory-services/charter University of Nebraska Internal Audit Charter] is approved by the Board of Regents and gives authority to the Chief Audit Executive and personnel of the internal audit activity to assess, evaluate and improve the University’s effectiveness of risk management, control, and governance processes by providing independent, objective assurance and consulting services.
	== Mission/Scope of Work==		== Mission/Scope of Work==
	The mission of the internal audit activity is to provide independent, objective assurance and consulting services designed to add value and improve the University’s operations. It helps the University accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. <br />		The mission of the internal audit activity is to provide independent, objective assurance and consulting services designed to add value and improve the University’s operations. It helps the University accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. <br />
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	*Contact the [mailto:barb.brey@unmc.edu Director, Internal Audit], 402-559-5824		*Contact the [mailto:barb.brey@unmc.edu Director, Internal Audit], 402-559-5824
	*UNMC Policy No. 8000, [[Compliance Program]]		*UNMC Policy No. 8000, [[Compliance Program]]
	*[https://nebraska.edu/~~administration~~/internal-audit-and-advisory-services/charter~~.html~~ University of Nebraska Internal Audit Charter]		*[https://nebraska.edu/offices-policies/internal-audit-and-advisory-services/charter University of Nebraska Internal Audit Charter]
	*[https://na.theiia.org/Pages/IIAHome.aspx Institute of Internal Auditors]		*[https://na.theiia.org/Pages/IIAHome.aspx Institute of Internal Auditors]
	:*[https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Standards.aspx International Standards for the Professional Practice of Internal Auditing]		:*[https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Standards.aspx International Standards for the Professional Practice of Internal Auditing]

Afaylor: remove | Electric Scooter from Business Operations menu

2019-08-02T17:40:53Z

remove | Electric Scooter from Business Operations menu

← Older revision		Revision as of 12:40, August 2, 2019
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	</table>		</table>
	<br />		<br />
	[[General Accounting]] \| [[SBIR/STTR Program Participation]] \| [[Supplemental Compensation Plan]] \| [[Facilities Management/Planning]] \| [[Purchasing]] \| [[Public Affairs]] \| [[Facility Identification]] \| [[Serving Alcoholic Beverages]] \| [[Travel and Reimbursement]] \| [[State Vehicles]] \| [[Reproducing Copyrighted Materials]] \| [[Bank Card Processing]] \| [[Student Training Agreement]] \| [[Volunteer]] \| [[Cash Handling]] \| [[Fraud]] \| [[Assigning Research Lab Space]] \| [[Space Scheduling and Fundraising]] \| [[Academic Personnel Records]] \| [[Cellular Phone]] \| [[Off-campus Graphic Design and Related Printing]] \| [[Off-campus Photography]] \| [[Tax Exempt Financing and Tracking of Both Qualified Use and Non-Qualified Use of Research Space]] \| [[Secondary Logos]] \| [[Social Media]] \| [[Sensitive Equipment Tracking]] \| [[International Visitors]] \| [[Accounts Receivable Management]] \| [[Internal Audit]] \| [[Regulations on the Use of University Facilities and Grounds~~]] \| [[Electric Scooter~~]]		[[General Accounting]] \| [[SBIR/STTR Program Participation]] \| [[Supplemental Compensation Plan]] \| [[Facilities Management/Planning]] \| [[Purchasing]] \| [[Public Affairs]] \| [[Facility Identification]] \| [[Serving Alcoholic Beverages]] \| [[Travel and Reimbursement]] \| [[State Vehicles]] \| [[Reproducing Copyrighted Materials]] \| [[Bank Card Processing]] \| [[Student Training Agreement]] \| [[Volunteer]] \| [[Cash Handling]] \| [[Fraud]] \| [[Assigning Research Lab Space]] \| [[Space Scheduling and Fundraising]] \| [[Academic Personnel Records]] \| [[Cellular Phone]] \| [[Off-campus Graphic Design and Related Printing]] \| [[Off-campus Photography]] \| [[Tax Exempt Financing and Tracking of Both Qualified Use and Non-Qualified Use of Research Space]] \| [[Secondary Logos]] \| [[Social Media]] \| [[Sensitive Equipment Tracking]] \| [[International Visitors]] \| [[Accounts Receivable Management]] \| [[Internal Audit]] \| [[Regulations on the Use of University Facilities and Grounds]]
	<br /><br />		<br /><br />
	Policy No.: '''8016'''<br />		Policy No.: '''8016'''<br />

Afaylor: add | Internal Audit | Regulations on the Use of University Facilities and Grounds | Electric Scooter links

2019-08-02T15:51:53Z

add | Internal Audit | Regulations on the Use of University Facilities and Grounds | Electric Scooter links

← Older revision		Revision as of 10:51, August 2, 2019
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	</table>		</table>
	<br />		<br />
	[[General Accounting]] \| [[SBIR/STTR Program Participation]] \| [[Supplemental Compensation Plan]] \| [[Facilities Management/Planning]] \| [[Purchasing]] \| [[Public Affairs]] \| [[Facility Identification]] \| [[Serving Alcoholic Beverages]] \| [[Travel and Reimbursement]] \| [[State Vehicles]] \| [[Reproducing Copyrighted Materials]] \| [[Bank Card Processing]] \| [[Student Training Agreement]] \| [[Volunteer]] \| [[Cash Handling]] \| [[Fraud]] \| [[Assigning Research Lab Space]] \| [[Space Scheduling and Fundraising]] \| [[Academic Personnel Records]] \| [[Cellular Phone]] \| [[Off-campus Graphic Design and Related Printing]] \| [[Off-campus Photography]] \| [[Tax Exempt Financing and Tracking of Both Qualified Use and Non-Qualified Use of Research Space]] \| [[Secondary Logos]] \| [[Social Media]] \| [[Sensitive Equipment Tracking]] \| [[International Visitors]] \| [[Accounts Receivable Management]] \| [[Internal Audit]]		[[General Accounting]] \| [[SBIR/STTR Program Participation]] \| [[Supplemental Compensation Plan]] \| [[Facilities Management/Planning]] \| [[Purchasing]] \| [[Public Affairs]] \| [[Facility Identification]] \| [[Serving Alcoholic Beverages]] \| [[Travel and Reimbursement]] \| [[State Vehicles]] \| [[Reproducing Copyrighted Materials]] \| [[Bank Card Processing]] \| [[Student Training Agreement]] \| [[Volunteer]] \| [[Cash Handling]] \| [[Fraud]] \| [[Assigning Research Lab Space]] \| [[Space Scheduling and Fundraising]] \| [[Academic Personnel Records]] \| [[Cellular Phone]] \| [[Off-campus Graphic Design and Related Printing]] \| [[Off-campus Photography]] \| [[Tax Exempt Financing and Tracking of Both Qualified Use and Non-Qualified Use of Research Space]] \| [[Secondary Logos]] \| [[Social Media]] \| [[Sensitive Equipment Tracking]] \| [[International Visitors]] \| [[Accounts Receivable Management]] \| [[Internal Audit]] \| [[Regulations on the Use of University Facilities and Grounds]] \| [[Electric Scooter]]
	<br /><br />		<br /><br />
	Policy No.: '''8016'''<br />		Policy No.: '''8016'''<br />

Afaylor: add Faculty tab

2019-08-02T15:47:48Z

add Faculty tab

← Older revision		Revision as of 10:47, August 2, 2019
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	<td style="padding:0.5em; background-color:#e5e5e5; font-size:90%; line-height:0.95em; border:1px solid #A3B1BF; border-bottom:solid 2px #A3B1BF"		<td style="padding:0.5em; background-color:#e5e5e5; font-size:90%; line-height:0.95em; border:1px solid #A3B1BF; border-bottom:solid 2px #A3B1BF"
	width="20">[[Intellectual Property]]</td>		width="20">[[Intellectual Property]]</td>
			<td style="border-bottom:2px solid #A3B1BF" width="3"> </td>
			<td style="padding:0.5em; background-color:#e5e5e5; font-size:90%; line-height:0.95em; border:1px solid #A3B1BF; border-bottom:solid 2px #A3B1BF"
			width="20">[[Faculty]]</td>
	</tr>		</tr>
	</table>		</table>

Dpanowic at 16:18, April 24, 2018

2018-04-24T16:18:10Z

← Older revision		Revision as of 11:18, April 24, 2018
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	Policy No.: '''8016'''<br />		Policy No.: '''8016'''<br />
	Effective Date: '''09/08/15'''<br />		Effective Date: '''09/08/15'''<br />
	Revised Date: '''~~DRAFT 03~~/27/18'''<br />		Revised Date: '''0/24/18'''<br />
	Reviewed Date: <br /><br />		Reviewed Date: '''04/24/18'''<br /><br />
	<big>'''Internal Audit Policy'''</big>		<big>'''Internal Audit Policy'''</big>
	==Basis for Policy==		==Basis for Policy==

Dpanowic at 15:00, March 27, 2018

2018-03-27T15:00:09Z

← Older revision		Revision as of 10:00, March 27, 2018
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	Policy No.: '''8016'''<br />		Policy No.: '''8016'''<br />
	Effective Date: '''09/08/15'''<br />		Effective Date: '''09/08/15'''<br />
	Revised Date: '''DRAFT 03/16/18'''<br />		Revised Date: '''DRAFT 03/27/18'''<br />
	Reviewed Date: <br /><br />		Reviewed Date: <br /><br />
	<big>'''Internal Audit Policy'''</big>		<big>'''Internal Audit Policy'''</big>
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	:*[https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Standards.aspx International Standards for the Professional Practice of Internal Auditing]		:*[https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Standards.aspx International Standards for the Professional Practice of Internal Auditing]
	:*[https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Code-of-Ethics.aspx Code of Ethics] of The Institute of Internal Auditors		:*[https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Code-of-Ethics.aspx Code of Ethics] of The Institute of Internal Auditors
			Prior to July 1, 2017, reporting and accountability of UNMC's Internal Audit Department was to the Chancellor of the University of Nebraska Medical Center.<br />
			<br />

	This page maintained by [mailto:dpanowic@unmc.edu dkp].		This page maintained by [mailto:dpanowic@unmc.edu dkp].

Dpanowic: Undo revision 9864 by Dpanowic (talk)

2018-03-27T14:56:42Z

Undo revision 9864 by Dpanowic (talk)

← Older revision		Revision as of 09:56, March 27, 2018
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	*Periodically provide information on the status and results of the annual audit plan and the sufficiency of activity resources.		*Periodically provide information on the status and results of the annual audit plan and the sufficiency of activity resources.
	*Coordinate with other control and monitoring functions (risk management, compliance, security, legal, ethics, environmental, external audit) to conduct risk assessments and develop or recommend monitoring activities to evaluate the adequacy and effectiveness of internal controls.		*Coordinate with other control and monitoring functions (risk management, compliance, security, legal, ethics, environmental, external audit) to conduct risk assessments and develop or recommend monitoring activities to evaluate the adequacy and effectiveness of internal controls.
	~~Prior to July 1, 2017, reporting and accountability of Internal Audit was to the Chancellor of the University of Nebraska Medical Center.~~
	==Independence ==		==Independence ==
	To provide for the independence of the internal auditing activity, all internal audit personnel report to the Director, who reports functionally to the audit committee and administratively to the President in a manner outlined in the above section on Accountability. The Director will include as part of the annual report to the audit committee a section on internal audit personnel. <br />		To provide for the independence of the internal auditing activity, all internal audit personnel report to the Director, who reports functionally to the audit committee and administratively to the President in a manner outlined in the above section on Accountability. The Director will include as part of the annual report to the audit committee a section on internal audit personnel. <br />

Dpanowic at 14:51, March 27, 2018

2018-03-27T14:51:06Z

← Older revision		Revision as of 09:51, March 27, 2018
Line 51:		Line 51:
	*Periodically provide information on the status and results of the annual audit plan and the sufficiency of activity resources.		*Periodically provide information on the status and results of the annual audit plan and the sufficiency of activity resources.
	*Coordinate with other control and monitoring functions (risk management, compliance, security, legal, ethics, environmental, external audit) to conduct risk assessments and develop or recommend monitoring activities to evaluate the adequacy and effectiveness of internal controls.		*Coordinate with other control and monitoring functions (risk management, compliance, security, legal, ethics, environmental, external audit) to conduct risk assessments and develop or recommend monitoring activities to evaluate the adequacy and effectiveness of internal controls.
			Prior to July 1, 2017, reporting and accountability of Internal Audit was to the Chancellor of the University of Nebraska Medical Center.
	==Independence ==		==Independence ==
	To provide for the independence of the internal auditing activity, all internal audit personnel report to the Director, who reports functionally to the audit committee and administratively to the President in a manner outlined in the above section on Accountability. The Director will include as part of the annual report to the audit committee a section on internal audit personnel. <br />		To provide for the independence of the internal auditing activity, all internal audit personnel report to the Director, who reports functionally to the audit committee and administratively to the President in a manner outlined in the above section on Accountability. The Director will include as part of the annual report to the audit committee a section on internal audit personnel. <br />

Dpanowic at 19:19, March 16, 2018

2018-03-16T19:19:19Z

Show changes