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<br /> | <br /> | ||
[[Compliance Program]] | [[Compliance Hotline]] | [[Investigations by Third Parties]] | [[Research Integrity]] | [[Export Control]] | [[Code of Conduct]] | [[Use of Human Anatomical Material]] | [[Clinical Research and Clinical Trial Professional and Technical Fee Billing]] | [[Contracts]] | [[Conflict of Interest]] | [[Red Flag Identity Theft Prevention Program]] | [[Principles of Financial Stewardship]] | [[Human Tissue Use and Transfer]] | [[Disclosing Foreign Support and International Activities]] | [[Health Care Vendor Interactions]] | [[Credit Hour Definition]] | [[Whistleblower]] | [[Compliance Program]] | [[Compliance Hotline]] | [[Investigations by Third Parties]] | [[Research Integrity]] | [[Export Control]] | [[Code of Conduct]] | [[Use of Human Anatomical Material]] | [[Clinical Research and Clinical Trial Professional and Technical Fee Billing]] | [[Contracts]] | [[Conflict of Interest]] | [[Red Flag Identity Theft Prevention Program]] | [[Principles of Financial Stewardship]] | [[Human Tissue Use and Transfer]] | [[Disclosing Foreign Support and International Activities]] | [[Health Care Vendor Interactions]] | [[Credit Hour Definition]] | [[Whistleblower]] | [[Electronic Digital Signatures and Records]] | [[Utilizing Generative AI|UNMC AI Use Guidelines]]<br /> | ||
<br /><br /> | <br /> | ||
Policy No.: '''8014'''<br /> | Policy No.: '''8014'''<br /> | ||
Effective Date: '''06/26/15'''<br /> | Effective Date: '''06/26/15'''<br /> | ||
Revised Date: ''' | Revised Date: '''07/09/24'''<br /> | ||
Reviewed Date: ''' | Reviewed Date: '''07/09/24 ''' <br /><br /> | ||
'''<big>Disclosing Foreign Support and International Activities</big>''' <br /><br /> | '''<big>Disclosing Foreign Support and International Activities</big>''' <br /><br /> | ||
==Authority== | ==Authority== | ||
Statutes, regulations, and policies related to disclosures of foreign support and relationships with foreign entities or individuals include, but are not limited to: | Statutes, regulations, and policies related to disclosures of foreign support and relationships with foreign entities or individuals include, but are not limited to: | ||
*[https://uscode.house.gov/view.xhtml?path=/prelim@title42/chapter163/subchapter6/partC&edition=prelim 42 U.S.C. §§ 19232 and 19237] | |||
*Nebraska Conflict of Interest Statute, [https://nebraskalegislature.gov/laws/statutes.php?statute=49-1493 Neb. Rev. Stat. §49-1493] | *Nebraska Conflict of Interest Statute, [https://nebraskalegislature.gov/laws/statutes.php?statute=49-1493 Neb. Rev. Stat. §49-1493] | ||
*Board of Regents Bylaws [https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/board-governing-documents/ | *Board of Regents Bylaws [https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/board-governing-documents/bor.pdf sections 3.4.5, 3.8 and 3.10] | ||
*[https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/board-governing-documents/board-of-regents-policies.pdf?la=en Board of Regents Policy] RP-3.2.8, Conflict of Interest and | *[https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/board-governing-documents/board-of-regents-policies.pdf?la=en Board of Regents Policy] RP-3.2.8, Conflict of Interest and Conflict of Commitment | ||
*[https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/board-governing-documents/board-of-regents-policies.pdf?la=en Board of Regents Policy] RP-4.4, Intellectual Property | *[https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/board-governing-documents/board-of-regents-policies.pdf?la=en Board of Regents Policy] RP-4.4, Intellectual Property | ||
*[https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/policies/university-of-nebraska-travel-policy.pdf University of Nebraska Travel Policy] | *[https://nebraska.edu/-/media/unca/docs/offices-and-policies/policies/policies/university-of-nebraska-travel-policy.pdf University of Nebraska Travel Policy TO-01] | ||
* | |||
*UNMC Policy No. 1098, [[Corrective/Disciplinary Action]] | *UNMC Policy No. 1098, [[Corrective/Disciplinary Action]] | ||
*UNMC Policy No. 6014, [[Travel and Reimbursement]] | *UNMC Policy No. 6014, [[Travel and Reimbursement]] | ||
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==Definitions== | ==Definitions== | ||
===Foreign Entities=== | ===Foreign Entities=== | ||
"Foreign Entities" include, by way of example: foreign governments and agents thereof; foreign colleges, universities, and research institutions; business associations organized under or otherwise subject to the laws of foreign jurisdictions; foreign journals and professional organizations. | "Foreign Entities" include, by way of example: foreign governments and agents thereof; foreign colleges, universities, and research institutions; business associations organized under or otherwise subject to the laws of foreign jurisdictions; foreign journals; and foreign professional organizations. | ||
===Foreign Individuals=== | ===Foreign Individuals=== | ||
"Foreign Individuals" include individuals, regardless of citizenship, employed by or otherwise acting on behalf of a Foreign Entity. | "Foreign Individuals" include individuals, regardless of citizenship, employed by or otherwise acting on behalf of a Foreign Entity. | ||
===Support(ed)=== | ===Support(ed)=== | ||
"Support(ed)" includes any financial or non-financial support for any aspect of any activity. Non-financial support may include exchanges of data or materials; donations of equipment, software, or other materials; or payment of travel and related expenses, including meals and lodging. | "Support(ed)" includes any financial or non-financial support for any aspect of any activity. Non-financial support may include exchanges of data or materials; donations of equipment, software, or other materials; or payment of travel and related expenses, including meals and lodging. | ||
===Activities Supported by Foreign Entities or Individuals=== | ===Activities Supported by Foreign Entities or Foreign Individuals=== | ||
"Activities Supported by Foreign Entities or Individuals" are any activity for which a Foreign Entity or Foreign Individual provides financial or non-financial Support, including without limitation: | "Activities Supported by Foreign Entities or Foreign Individuals" are any activity for which a Foreign Entity or Foreign Individual provides financial or non-financial Support, including without limitation: | ||
:a. Serving as an employee or agent of a Foreign Entity or Foreign Individual; | :a. Serving as an employee or agent of a Foreign Entity or Foreign Individual, including honorary and adjunct positions, whether or not compensation is received; | ||
:b. Collaborating in research with a Foreign Entity or Foreign Individual, including designing experiments, collecting and analyzing data, preparing manuscripts for presentation or other publication, and presenting or otherwise publishing the results of research; | :b. Collaborating in research with a Foreign Entity or Foreign Individual, including designing experiments, collecting and analyzing data, preparing manuscripts for presentation or other publication, and presenting or otherwise publishing the results of research; | ||
:c. Providing consulting services to a Foreign Entity or Foreign Individual, whether or not | :c. Providing consulting services to a Foreign Entity or Foreign Individual, whether or not compensation is received; | ||
:d. Developing partnerships or other business relationships with a Foreign Entity or Foreign Individual; | :d. Developing partnerships or other business relationships with a Foreign Entity or Foreign Individual; | ||
:e. Accepting gifts, including donations of funding, accommodations, travel-related expenses, equipment, software, or any materials to be used in support of research or clinical activities, from a Foreign Entity or Foreign Individual; and | :e. Accepting gifts, including donations of funding, accommodations, travel-related expenses, equipment, software, or any materials to be used in support of research or clinical activities, from a Foreign Entity or Foreign Individual; and | ||
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*Contact the [mailto:exportcontrol@unmc.edu Export Control Director] | *Contact the [mailto:exportcontrol@unmc.edu Export Control Director] | ||
*Department of Energy Order 486.1, [https://www.directives.doe.gov/directives-documents/400-series/0486.1-border/@@images/file Department of Energy Foreign Government Talent Recruitment Programs] | *Department of Energy Order 486.1, [https://www.directives.doe.gov/directives-documents/400-series/0486.1-border/@@images/file Department of Energy Foreign Government Talent Recruitment Programs] | ||
*[https://grants.nih.gov/policy/foreign-interference/requirements-for-disclosure#:~:text=NIH%20requires%20the%20disclosure%20of%20all%20sources%20of,for%20senior%2Fkey%20personnel%20on%20research%20applications%20and%20awards. NIH Requirements for Disclosure of Other Support, Foreign Components and Conflicts of Interest] | |||
*NIH Notice No. [https://grants.nih.gov/grants/guide/notice-files/NOT-OD-19-114.html NOT-OD-19-114] | *NIH Notice No. [https://grants.nih.gov/grants/guide/notice-files/NOT-OD-19-114.html NOT-OD-19-114] | ||
* | *[https://grants.nih.gov/grants/guide/notice-files/NOT-OD-23-139.html NOT-OD-23-139] | ||
*NSF Letter [https://www.nsf.gov/pubs/2019/nsf19200/research_protection.pdf 19-200] | *NSF Letter [https://www.nsf.gov/pubs/2019/nsf19200/research_protection.pdf 19-200] | ||
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